A program of the SIFMA Foundation.

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Our Supporters

The SIFMA Foundation for Investor Education, Inc is an independently funded charitable organization.

 

We acknowledge the following generous industry firms, foundations and institutions:

 

Angel Supporters [$100,000 and up]

Ameriprise Financial Services, Inc.*

Bank of America*

Broadridge Securities Processing Solutions, LLC*

Charles Schwab & Co.*

Depository Trust & Clearing Corporation (DTCC)

Edward D. Jones & Co., L.P.*

Fidelity Brokerage Company*

Morgan Stanley*

UBS Securities LLC*

Wells Fargo Bank, N.A.*

 

Premium Supporters [$99,999 to $25,000]

Baird Foundation*

BNY Mellon Corporation

FINRA

Honda Foundation

PNC Financial Services*

Raymond James Financial, Inc.*

RBC Capital Markets, LLC*

Société Générale Corporate & Investment Banking*

Truist Foundation

Virtu Financial*

 

Preferred Supporters [$24,999 to $10,000]

Apex Clearing Corporation

Barclays*

BlackRock

BMO Capital Markets GKST Inc.

Calvin J. Kazanjian Foundation

Capital Group/American Funds

Cloud L. Cray Foundation

CME

Credit Agricole Securities (USA) Inc.*

D.A. Davidson & Co.*

Davis Polk & Wardwell

Ernst & Young

FHN Financial*

Hartford Funds/Wellington

HSBC Securities Inc.*

IMC

Infosys Limited

Invesco

John Hancock Funds, LLC

Kingland

Korn Ferry

London Stock Exchange Group

McKinsey & Company

Motive Partners

Northern Trust Asset Management

Northwestern Mutual Investment Services, LLC

PGIM

PIMCO

Stifel Nicolaus & Co., Inc.*

T. Rowe Price Associates, Inc

TD Securities (USA) LLC

TIAA-CREF Individual & Institutional Services, LLC

U.S. Bancorp Investments, Inc.

William Blair & Company*

 

Blue Chip Supporters [$10,000 and Below]

ABN AMRO Clearing Chicago LLC*

ABN AMRO Securities (USA) LLC

ACA Compliance Group

Academy Securities, Inc.

Access FinTech

Acorns Securities, LLC

Advisor Group*

Advisors Asset Management, Inc.

Akin Gump Strauss Hauer & Feld LLP

Allen & Overy LLP

Alliance Bernstein*

Alpha Financial Software

Annaly Capital Management, Inc.

Aon Securities LLC

Apex Clearing Corporation

Appway

Arbor Research & Trading, LLC

Ares Management LLC

Arnold & Porter

Asia Pacific Financial Management Group, Inc.

ASL Capital Markets Inc.

Assured Guaranty

Auerbach Grayson & Company LLC

Avantax Investment Services, Inc.

Aviva Investors America LLC

Baker Group, LP, The

Ballard Spahr LLP

BBVA Securities Inc.

Berenberg Capital Markets LLC

Betterment Securities

BIDS Trading L.P.

Bloomberg L.P.

Bloomberg Tradebook LLC

Blueprint Regulatory Consulting, LLC

BNY Mellon Investment*

Boenning & Scattergood, Inc.

Brean Capital, LLC

Brex Treasury LLC

Broadhaven Capital Partners

BrokerTec Americas LLC

Brownstone Investment Group, LLC

Build America Mutual Assurance Company

Burch & Company, Inc.

Cadwalader, Wickersham & Taft LLP

CAIS Capital LLC

Canaccord Genuity LLC

Capco

Capital Forensics, Inc.

Capital One Financial Corporation

Carta Securities, LLC

Carty & Company, Inc.

Centennial Securities Company, Inc.

Chartwell TSC Securities, Corp.

Chicago Clearing Corporation

CIBC World Markets Corp.

Clear Street Markets LLC

Cleary Gottlieb Steen & Hamilton LLP

Clifford Chance US LLP

Colliers Securities LLC

Cognizant

Commonwealth Australia Securities LLC

Cormark Securities (USA) Limited

Cowen and Company, LLC

Cravath, Swaine & Moore LLP

Cushman & Wakefield

Cutter & Company, Inc.

Dan Klores Communications, LLC

Dash Financial Technologies LLC

Davenport & Company LLC

Davy Securities Limited

Deloitte

Dentons US LLP

Digital Assurance Certification LLC

DNB Markets, Inc.

DoubleLine Capital LP

Droit Financial Technologies LLC

EquiLend LLC

Estrada Hinojosa & Company, Inc.

Euroclear Bank SA/NV

Fieldpoint Private Securities, LLC

Fifth Third Securities, Inc.

Financial Recovery Technologies LLC

First Kentucky Securities Corporation

First Republic Securities Company, LLC

Fiserv Inc.

Folio Investments, Inc.

Franklin Templeton Distributors, Inc.*

G.research, LLC

Globetax

Goal Group Limited

Great American Advisors, Inc.

GTS Securities LLC

Guggenheim Partners Investment Management, LLC

Hartfield, Titus & Donnelly, LLC

Hearsay Corporation

Hefren-Tillotson, Inc.

Hennion & Walsh, Inc.

Herndon Plant Oakley, Ltd.

HighTower Securities, LLC

Horner, Townsend & Kent, Inc.

Hunter Associates LLC

Huntington Investment Company, The

IEX Securities LLC

Incapital LLC

Independent Investment Bankers, Corp.

Intelligent Cross, LLC

International Assets Advisory, LLC

InvestorCOM

Jewish Communal Foundation

Jones Day

K&L Gates

Keane Financial, LLC

KeyBanc Capital Markets, Inc.*

Kinetix Trading Solutions

Kipling Jones & Co., Ltd.

Kirkland & Ellis LLP

J.W. Korth & Company

KPMG LLP

Latham & Watkins LLP

Latour Trading LLC

LCH

Legal & General Investment Management

Linklaters LLP

Liquidnet, Inc.

Loffa Interactive Group

Loop Capital Markets LLC*

Lord, Abbett & Co. LLC

Lowenstein Sandler LLP

M&A Securities Group, Inc.

Macquarie Capital (USA) Inc.

MarketSphere Consulting LLC

Matrix Applications, LLC

Mayer Brown LLP

McDonald Partners, LLC

McGuireWoods LLP

McLaughlin Ryder Investments, Inc.

Mediant

Millbank LLP

Millennium Management LLC

Mirae Asset Securities(USA) Inc.

MMC Securities LLC

Moloney Securities Co., Inc.

Moore & Van Allen PLLC

Morrison & Foerster LLP

Munger, Tolles & Olson LLP

Murphy & McGonigle, P.C.

n-Tier Financial Services LLC

nabSecurities, LLC

National Bank of Canada Financial Inc.

NatWest Markets Securities Inc.

Nordea Marets LLC

Northern Trust Securities, Inc.

Norton Rose Fulbright

Odeon Capital Group LLC

Optiver US, LLC

OTC Link LLC

Oyster Consulting LLC

Paul Hastings LLP

Performance Trust Capital Partners, LLC

PFS Investments Inc.

Pillsbury Winthrop Shaw Pittman LLP

Pinpoint Global Communication

Piper Sandler Companies*

PriceMetrix

PricewaterhouseCoopers LLC

Prime Clerk

Primerica*

Promontory Interfinancial Network, LLC

ProShare Advisors LLC

Puma Capital, LLC

Purrington Moody Weil LLP

Putnam Investment Management

QuisLex

R.W. Smith & Associates, LLC

Rafferty Asset Management

Regional Brokers, Inc.

Regions Securities LLC

Rhodes Securities, Inc.

Robinhood Financial, LLC

Robinson & Robinson, Inc.

Rockefeller Financial LLC

Roosevelt & Cross, Incorporated

Rosenblatt Securities, Inc.

RSM US LLP

S3

S&P Dow Jones Indices

Samuel A. Ramirez & Co., Inc.*

Saphyre

Schulte Roth & Zabel LLP

SEI Investments Distribution Co.

Shearman & Sterling LLP

Sia Partners

Siebert Williams Shank & Co, LLC*

SIMON MARKETS LLC

Simplex Trading, LLC

Sionic

SIX Financial Information USA Inc.

Smarsh

SmartStream Technologies, Inc.

Smith Moore

South Street Securities LLC

SpiderRock EXS, LLC

SS&C Market Services, LLC

Star Compliance

Stash Capital LLC

State Farm VP Management Corp.

State Street Securities

Sullivan & Cromwell LLP

SumRidge Partners, LLC

SWIFT

Swiss Re Capital Markets Corporation

Symetra Investment Management Company

Theta Lake, Inc.

Thrivent Investment Management

Thurston Springer Financial

Total Bank Solutions, LLC

Trade-PMR Inc.

TradeStation Securities, Inc.

Tradeweb LLC

Tradition Securities and Derivatives Inc.

Transcend Street Solutions

Trillium Labs

Trumid Financial, LLC

Two Sigma Securities, LLC

UMB Financial Services, Inc.

VALIC Financial Advisors, Inc.

Vanguard Brokerage Services

Vestmark

View Trade Securities, Inc.

Vision Financial Markets LLC

Waddell & Reed Investment Management

Wedbush

Western Asset Management

Wiley Bros.-Aintree Capital, LLC

Willis Securities, Inc.

Willkie Farr & Gallagher LLP

Wilmington Trust

Wilson Sonsini Goodrich & Rosati

Winstead PC

Zanbato Securities LLC

 

We are grateful for the support from the following Individual donors:

Jim Allen

John Avery

Joseph Barbuto

Kevin Bastien

William Beaulieu

J. Frank & Susan Brown

Joshua Brummett

Mary Ann Callahan

Bryan Christian

Vanessa Cooksey

Susan Cosgrove

Linda Cox

Deborah Cunningham

Eric Czervionke (Oliver Wyman)

Richard Daly

Roberto De Jesus

Todd Diganci

Sandra Dohn

Irasa Downing

Christopher Fry

Aaron Fuller

Merri Jo Gillette

Becky Groves

Chandler Henkes

Trasha Hickman

Maureen Hicks

Schun Hong

Lisa Kidd Hunt

Patrick Jean

Kim Jones

Desesre Johns

Denise Johnson

Cherian Kadavil

Kristen Kimmell

Deepak Kollali (Oliver Wyman)

Mr. & Mrs. Evan LaHuta

Sherry Karetnick

Ira Krolick

Thomas Lewandowski

David Lewis

Daniel Lightner

Richard Link

Katharine Marple

Larry Marshall

Marty Martin

Ashley Mattas

Mr. & Mrs. Gerard McGraw

Tyretta Meadows

Marianne Mills

Megan Moore

Lindsey Murphy

Stefanie Murray

Chuck Orban

Eva Marina Ovejero

Jennifer Pavlica

Thomas & Gail Price

Suzanne Ritchie

Darshan Shah

William Swanson

Daniel Thieke

Susan Thomas

Jillian Tuck

Jamie Vaughn

Michael Wagner (Oliver Wyman)

Gerri Walsh

Roberta Weaver

The Wichlers

Karen Wuertz

 

This list includes gifts made from April 1, 2020 through April 30, 2021. Please contact Jennifer Moore, VP of Development at jmoore@sifma.org with any questions.

*Denotes SIFMA Foundation Board Director


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